- More About Corporate Governance
- Most Recent ASX Notices
- An update on results from the company’s 2012 underground drilling program at the Glen Wills Project in Eastern Victoria
- Appendix 5B - Mining exploration entity quarterly report (cash flow report) for quarter ending 31 Mar 2012.
- An update on Synergy Metals drilling activities for the quarter ending 31 March 2012.
- SML is pleased to provide an update on 2012 exploration program at Omeo and progress at Glen Wills in Eastern Victoria.
- Report for the half-year ended 31 December 2011.
- December 2011 - Cash Flow Report
- December 2011 Quarterly Report
- Final assay results - 2011 exploration at Glen Wills and Sunnyside
- Update on exploration results at Glen Wills / Sunnyside and Omeo.
- Annual General Meeting - Exploration Update [11MB Download!]
- Quarterly Reports
- Appendix 5B - Mining exploration entity quarterly report (cash flow report) for quarter ending 31 Mar 2012.
- An update on Synergy Metals drilling activities for the quarter ending 31 March 2012.
- Report for the half-year ended 31 December 2011.
- December 2011 - Cash Flow Report
- December 2011 Quarterly Report
- Quarterly Cash Flow Report at 30 Sep 2011
- September 2011 Quarterly Report
- Appendix 5B Mining exploration entity quarterly report - 30 Jun 2011
- June 2011 Quarterly Report
- March 2011 Quarterly Report
- Annual Reports
- The directors' report for the year ended 30 June 2011.
- 07-03-2011 Interim Report - 31 December 2010 The directors present their report, together with the financial statements, on Synergy Metals Limited and the entities it controlled for the half-year ended 31 December 2010.
- 13.10.2010 - Annual Report for Year Ending 30 Jun 2010
- 12.03.2010 - Financial Report for half year ended 31 Dec 2009
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Securities Trading Policy » Synergy Metals Limited » Corporate Governance
Securities Trading Policy
The Company’s securities trading policy is designed to ensure that directors, officers, employees and contractors (herein referred to as ‘Relevant Persons’) comply with all legal restrictions and prevent insider trading with respect to trading in the Company’s securities.
The policy restricts Relevant Persons from trading on material unpublished price sensitive information until it has been released to the market and adequate time has been given for this to be reflected in the securities’ price.
In particular, the Company:
- must comply with the requirements of the ASX Listing Rules and Corporations Act 2001;
- must receive prior notification from Relevant Persons of their intention to deal in the Company’s securities; and
- prohibits short term trading by Relevant Persons in the Company’s securities.
Trading Policy
Relevant Persons of the Company should not trade in the Company’s securities when he or she is in possession of price sensitive (“inside”) information that is not generally available to the market.
Non Trading Period
Relevant Persons are likely to be in possession of unpublished price sensitive information concerning the Company by virtue of their position within the management company.
Those persons are restricted from dealing in the Company’s securities in the two week period immediately before release to the ASX of:
- the Company’s financial results; or
- the holding of a shareholders meeting.
Relevant Persons are restricted from dealing in the Company’s securities in the first two business days following release to the ASX of all price sensitive information.
Trading in Company’s Securities
Relevant Persons can only deal in the Company’s securities after having first obtained prior written clearance from the Chairman or Managing Director and must notify the Company Secretary when a trade has occurred.
A Director must notify the Company Secretary within 3 business days after dealing in securities of the Company to enable the Company Secretary to inform the ASX of the details of trading in the Company’s securities.
Trading not subject to Policy
This Policy does not restrict a purchase of securities or the exercise of an option or right under an approved employee incentive scheme; a transfer of securities where there is no change in beneficial interest; trading by a Relevant Person who is a trustee but not a beneficiary of a trust; or trading under a rights issue, security purchase plan or distribution reinvestment plan.
Margin Loan disclosure
Where a Relevant Person has a margin loan which is secured in whole or in part by the Company’s securities, that person or entity must provide details of the margin loan and the number of securities being secured by the loan to the Company Secretary within 14 days of the margin loan being obtained.